pdf

O’Melveny’s Traeger Interviewed About Rules on Private Placements

March 06, 2012

O’Melveny & Myers LLP partner Heather Traeger was interviewed by Institutional Investor’s Compliance Intelligence for the March 6, 2012, article “FINRA Faces More Questions On Private Placement Plan.” According to Traeger, the Financial Industry Regulatory Authority has made improvements to its proposed rule on private placements, but still has not addressed the fundamental questions of whether it should be imposing new disclosure requirements. Traeger is a partner in O’Melveny’s Financial Services Practice in Washington, DC.