Northwestern Pritzker School of Law Securities Regulation InstituteFebruary 1, 2023
O’Melveny partner Andrew Geist will be speaking on “SEC Enforcement Investigations” at the Northwestern Pritzker School of Law Securities Regulation Institute which is celebrating its fiftieth year.
Topics will include:
- Private funds and other recent enforcement initiatives
- Cybersecurity and Reg S-ID
- ESG and forward-looking statements
- Financial reporting enforcement
- Enforcement sanctions and waivers: trends under the current administration
- Insider trading, whistleblower interference, FCPA, and other hot topics
Securities Regulation Institute
January 30 – February 1
SEC Enforcement Investigations
Wednesday, February 1
10:45 am – 12:00 pm
Learn more and register here.
Thank you for your interest. Before you communicate with one of our attorneys, please note: Any comments our attorneys share with you are general information and not legal advice. No attorney-client relationship will exist between you or your business and O’Melveny or any of its attorneys unless conflicts have been cleared, our management has given its approval, and an engagement letter has been signed. Meanwhile, you agree: we have no duty to advise you or provide you with legal assistance; you will not divulge any confidences or send any confidential or sensitive information to our attorneys (we are not in a position to keep it confidential and might be required to convey it to our clients); and, you may not use this contact to attempt to disqualify O’Melveny from representing other clients adverse to you or your business. By clicking "accept" you acknowledge receipt and agree to all of the terms of this paragraph and our Disclaimer.