Litigation

• Won multimillion-dollar arbitration award for committee of institutional hedge fund investors in arbitration hearing against a major global fund manager alleging self-dealing and breach of duty in connection with the liquidation of the fund's assets.
• Won multimillion-dollar arbitration award for global investment firm in arbitration in Hong Kong relating to breaches of contract and duty in connection with the failure to redeem a significant China investment.
• Represented executive in connection with U.S. Department of Justice and U.S. Securities and Exchange Commission trading practices investigation, resulting in no charges being filed.
• Represented former senior executive of major pharmaceutical company in federal securities class action.
• Managed complex litigation stemming from Asia investment-related disputes, including court and arbitration proceedings in the U.S., Cayman Islands, Hong Kong, Singapore, and India.
• Represented major mutual fund complex in SEC’s multiyear market timing and gifts and gratuities/best execution investigations.
• Managed defense of securities class actions and related SEC investigations of nation’s largest disposable medical glove manufacturer and large medical device manufacturer.
• Represented major hedge fund portfolio managers allegedly responsible for shorting stock of a Canadian pharmaceutical company in multi-billion dollar RICO litigation and securities class action and related SEC investigation.
• Managed defense of major investment bank in half-decade long litigation and related SEC investigation regarding the country’s then largest municipal bankruptcy.

Transactions

• Managed acquisition and operation of German funding bank.
• Managed formation of investment funds in several jurisdictions, including China and Spain.
• Established FCPA policy and monitoring protocol for fund’s foreign investments and operations.